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Senior Compliance Officer

Senior Compliance Officer

City Elite Recruitment are delighted to be working with a globally recognised broker firm who are seeking a Compliance Officer.


* Energy & Commodity markets compliance essential.

* Solid knowledge of regulatory requirements applicable to energy and commodities.


* Daily regulatory advice and guidance to the Energy and Commodities business, including support with new products and services.

* Conducting desk reviews, as well as key compliance risks.

* Managing queries, requests and relevant relationships.

* Contributing to project of the boarder regional compliance team.

* Provide training to the business on relevant regulatory rules and requirements.


* Fully aware of and adhere to internal politics that relate to the role.

* Report breaches of policy to Compliance or supervisor.

* Escalate and log risk events within 24 hours using the risk event capture from the Intranet.

* Provide input if requested on 'DeepDive' reviews and other risk management processes

Job Specifications

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This is a full-time job. Working hours may be between 8 am to 6 pm.

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