Study Learn Grow
Senior Compliance Officer

Senior Compliance Officer


City Elite Recruitment are delighted to be working with a globally recognised broker firm who are seeking a Compliance Officer.

Experience:

* Energy & Commodity markets compliance essential.

* Solid knowledge of regulatory requirements applicable to energy and commodities.

Duties:

* Daily regulatory advice and guidance to the Energy and Commodities business, including support with new products and services.

* Conducting desk reviews, as well as key compliance risks.

* Managing queries, requests and relevant relationships.

* Contributing to project of the boarder regional compliance team.

* Provide training to the business on relevant regulatory rules and requirements.

Responsibilities:

* Fully aware of and adhere to internal politics that relate to the role.

* Report breaches of policy to Compliance or supervisor.

* Escalate and log risk events within 24 hours using the risk event capture from the Intranet.

* Provide input if requested on 'DeepDive' reviews and other risk management processes

Job Specifications

Our online job portal connects you with the latest Accountaing roles.

See All Courses

Find hundreds of jobs in Finance with our online marketplace.

See All Courses

Choose our online job portal for the best Insurance jobs. 

See All Courses

This is a full-time job. Working hours may be between 8 am to 6 pm.

See All Courses

A full-time job is employment in which a person works a minimum number of hours defined as such by their employer.

See All Courses

Study Learn Grow

Related Jobs